David Plowman

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc

    FRN 765112

    • [FCA CF] Manager of certification employee (since 11 Apr 2022)
    • [PRA CF] Managing a material risk taker (since 15 Mar 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 30 Jan 2019)
  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Managing a material risk taker (since 15 Mar 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 8 Feb 2017)
    • [FCA CF] Manager of certification employee (since 3 Jan 2017)
    • [FCA CF] Client dealing (since 8 Dec 2016)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (18 Aug 2014 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (18 Aug 2014 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 12 Aug 2014)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.