Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (16 Dec 2022 to 12 Sep 2025)
    • [FCA CF] Functions requiring qualifications (16 Dec 2022 to 12 Sep 2025)
  • PEACOCK FINANCIAL MANAGEMENT LIMITED (no longer approved here)

    FRN 450607

    • SMF3 Executive Director (9 Dec 2019 to 23 Dec 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 15 May 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 May 2023)
    • CF1 Director (14 Aug 2012 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (30 Jun 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (30 Jun 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.