David Philip Picker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • C. Alexander Financial Planning Ltd (no longer approved here)

    FRN 622387

    • [FCA CF] Functions requiring qualifications (2 Mar 2021 to 16 Dec 2022)
    • [FCA CF] Client dealing (2 Mar 2021 to 16 Dec 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 29 Dec 2022)
    • SMF3 Executive Director (9 Dec 2019 to 29 Dec 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 Dec 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 29 Dec 2022)
    • Responsibility for MCD Intermediation (2 Sep 2016 to 29 Dec 2022)
    • Responsible for Insurance Mediation (1 Jul 2014 to 30 Sep 2018)
    • CF30 Customer (1 Jul 2014 to 8 Dec 2019)
    • CF1 Director (1 Jul 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jul 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Jul 2014 to 8 Dec 2019)
  • C Alexander & Partners Ltd (no longer approved here)

    FRN 118341

    • Employed By (1 Oct 1998 to 4 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.