David Philip Lewis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sucden Financial Limited
FRN 114239
- [FCA CF] Client dealing (since 12 Nov 2024)
Lloyds Bank Corporate Markets Plc (no longer approved here)
FRN 763256
- [FCA CF] Client dealing (1 Jan 2021 to 30 Jan 2024)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- [FCA CF] Client dealing (15 Nov 2016 to 31 Dec 2020)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (4 Apr 2005 to 31 Oct 2007)
Bank of Scotland plc (no longer approved here)
FRN 169628
- [FCA CF] Client dealing (15 Nov 2016 to 31 Dec 2020)
- CF30 Customer (6 Aug 2009 to 6 Mar 2016)
Credit Agricole Corporate and Investment Bank (no longer approved here)
FRN 124344
- CF21 Investment Adviser (1 May 2004 to 31 Jan 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.