David Peters

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BGC Brokers L.P (no longer approved here)
FRN 454814
- [FCA CF] Manager of certification employee (15 May 2023 to 5 Mar 2024)
- [FCA CF] Client dealing (23 Feb 2022 to 5 Mar 2024)
- [FCA CF] Material risk taker (16 Jul 2020 to 29 Oct 2020)
TP ICAP E&C Limited (no longer approved here)
FRN 146880
- CF29 Significant management (1 Nov 2007 to 21 Sep 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (2 Feb 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.