Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (1 Nov 2007 to 21 May 2010)
    • CF29 Significant management (1 Nov 2007 to 21 May 2010)
    • CF21 Investment Adviser (6 Jul 2005 to 31 Oct 2007)
    • CF26 Customer Trading (6 Jul 2005 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (28 Jun 2002 to 31 Oct 2007)
  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • CF16 Significant Mgt (Desgntd Investment Business) (28 Jun 2002 to 28 Feb 2005)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF21 Investment Adviser (1 Dec 2001 to 20 Jun 2005)
    • CF26 Customer Trading (1 Dec 2001 to 20 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.