Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 21 May 2010)
- CF29 Significant management (1 Nov 2007 to 21 May 2010)
- CF21 Investment Adviser (6 Jul 2005 to 31 Oct 2007)
- CF26 Customer Trading (6 Jul 2005 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (28 Jun 2002 to 31 Oct 2007)
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- CF16 Significant Mgt (Desgntd Investment Business) (28 Jun 2002 to 28 Feb 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 20 Jun 2005)
- CF26 Customer Trading (1 Dec 2001 to 20 Jun 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.