Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (31 Mar 2020 to 6 Sep 2021)
- [FCA CF] Client dealing (31 Mar 2020 to 6 Sep 2021)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (26 Jul 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Nov 2005 to 6 Aug 2007)
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- Employed By (31 Oct 2005 to 6 Aug 2007)
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- CF21 Investment Adviser (8 Jun 2004 to 13 Dec 2004)
- CF22 Investment Adviser (Trainee) (30 May 2003 to 8 Jun 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 30 May 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 30 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.