David Peter Easom

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 17 Jun 2021)
    • CF30 Customer (since 11 Jun 2021)
    • CF4 Partner (AR) (since 11 Jun 2021)
  • Easom Wealth Management

    FRN 950749

    • (2)Employed By (since 11 Jun 2021)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Client dealing (7 Apr 2020 to 15 Apr 2021)
    • [FCA CF] Functions requiring qualifications (7 Apr 2020 to 15 Apr 2021)
    • CF30 Customer (3 Jun 2019 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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