Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (22 Sep 2020 to 21 Oct 2022)
- [FCA CF] Client dealing (22 Sep 2020 to 21 Oct 2022)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Dec 2020)
- CF30 Customer (13 Jul 2010 to 20 Jan 2021)
- CF1 Director (AR) (13 Jul 2010 to 20 Jan 2021)
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- Employed By (24 Aug 2018 to 20 Jan 2021)
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- Employed By (3 Dec 2015 to 20 Jan 2021)
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- CF30 Customer (1 Nov 2007 to 29 Aug 2012)
- CF21 Investment Adviser (13 Dec 2001 to 31 Oct 2007)
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- (28)Employed By (14 Nov 2000 to 24 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.