Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sense Network Limited
FRN 465124
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 28 Jan 2021)
- [FCA CF] Client dealing (since 28 Jan 2021)
- CF30 Customer (since 25 Jan 2021)
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ScottLee Financial Planning LLP
FRN 926004
- (6)Employed By (since 25 Jan 2021)
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- CF30 Customer (9 Aug 2012 to 28 Jan 2021)
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- Employed By (23 Jun 2009 to 2 Jul 2012)
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- Employed By (3 Nov 2003 to 28 Jan 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.