Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 28 Jan 2021)
    • [FCA CF] Client dealing (since 28 Jan 2021)
    • CF30 Customer (since 25 Jan 2021)
    • (6)Employed By (since 25 Jan 2021)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (9 Aug 2012 to 28 Jan 2021)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 2 Jul 2012)
  • Create Financial Management LLP (no longer approved here)

    FRN 229237

    • Employed By (3 Nov 2003 to 28 Jan 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.