Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 7 Sep 2022)
    • [FCA CF] Material risk taker (since 7 Sep 2022)
    • [PRA CF] Managing a material risk taker (21 Nov 2023 to 7 Dec 2025)
    • [FCA CF] Manager of certification employee (21 Nov 2023 to 7 Dec 2025)
    • SMF5 Head of Internal Audit (11 Jul 2022 to 6 Sep 2022)
    • [FCA CF] Material risk taker (24 Feb 2017 to 27 Feb 2022)
    • [PRA CF] Significant risk taker or Material risk taker (24 Feb 2017 to 27 Feb 2022)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • SMF5 Head of Internal Audit (11 Jul 2022 to 6 Sep 2022)
    • [PRA CF] Significant risk taker or Material risk taker (24 Feb 2017 to 9 Dec 2019)
    • [FCA CF] Material risk taker (24 Feb 2017 to 9 Dec 2019)
  • Housing Growth Partnership Manager Limited (no longer approved here)

    FRN 709515

    • CF28 Systems and controls (13 Apr 2018 to 1 May 2019)
  • Halifax Share Dealing Limited (no longer approved here)

    FRN 183332

    • CF28 Systems and controls (9 Dec 2016 to 8 Jan 2018)
  • THE MORTGAGE BUSINESS PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 304154

    • CF28 Systems and controls (9 Dec 2016 to 26 Mar 2018)
  • Black Horse Limited (no longer approved here)

    FRN 313409

    • CF28 Systems and controls (9 Dec 2016 to 26 Mar 2018)
  • LEX AUTOLEASE LIMITED (no longer approved here)

    FRN 723570

    • CF28 Systems and controls (9 Dec 2016 to 26 Mar 2018)
  • Shogun Finance Limited (no longer approved here)

    FRN 724548

    • CF28 Systems and controls (9 Dec 2016 to 26 Mar 2018)
  • Suzuki Financial Services Limited (no longer approved here)

    FRN 724558

    • CF28 Systems and controls (9 Dec 2016 to 26 Mar 2018)
  • HVF Limited (no longer approved here)

    FRN 724575

    • CF28 Systems and controls (9 Dec 2016 to 26 Mar 2018)

Recent activity

Updates to this individual's record on the FCA register.

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