David Penman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

First Senior Insurance Services Limited (no longer approved here)
FRN 308478
- SMF3 (AR) Executive Director function (9 Dec 2019 to 14 Dec 2023)
- CF1 Director (AR) (11 Jun 2010 to 28 Feb 2013)
Fish Administration Limited (no longer approved here)
FRN 310172
- CF1 Director (AR) (22 Mar 2013 to 3 Oct 2018)
MARK BATES LIMITED (no longer approved here)
FRN 308390
- CF1 Director (AR) (21 Dec 2012 to 21 Feb 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.