David Paul Pimlott

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hansford Bell Financial Planning Ltd

    FRN 482388

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 24 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 24 Nov 2020)
    • CF30 Customer (1 Nov 2016 to 8 Dec 2019)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (10 Dec 2012 to 4 Oct 2016)
  • The Mortgage Guy Limited (no longer approved here)

    FRN 521263

    • Employed By (10 Dec 2012 to 4 Oct 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 27 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.