Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 16 Mar 2026)
    • SMF16 Compliance Oversight (since 13 May 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 May 2021)
    • SMF3 Executive Director (since 13 May 2021)
  • G10 Capital Limited (no longer approved here)

    FRN 648953

    • CF30 Customer (27 Dec 2019 to 12 May 2021)
  • Bayforest Capital Limited (no longer approved here)

    FRN 801693

    • Employed By (27 Dec 2019 to 12 May 2021)
  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • CF30 Customer (23 May 2018 to 26 Jul 2019)
  • R.J. O'Brien Limited (no longer approved here)

    FRN 114120

    • CF26 Customer Trading (13 Jul 2004 to 13 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.