Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 24 Apr 2023)
  • Caxton Associates LLP (no longer approved here)

    FRN 504390

    • CF30 Customer (16 Jun 2014 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (17 Sep 2009 to 15 Oct 2012)
    • CF21 Investment Adviser (5 Jun 2006 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 5 Feb 2009)
    • CF21 Investment Adviser (5 Jun 2006 to 31 Oct 2007)
  • GLG Partners LP (no longer approved here)

    FRN 186093

    • CF27 Investment Management (3 Feb 2004 to 26 Apr 2006)
    • CF26 Customer Trading (14 May 2002 to 26 Apr 2006)
    • CF21 Investment Adviser (14 May 2002 to 26 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.