Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NatWest Markets Plc
FRN 121882
- [FCA CF] Client dealing (since 7 Feb 2023)
- [FCA CF] Manager of certification employee (23 May 2018 to 1 Nov 2019)
- [FCA CF] Client dealing (6 Apr 2017 to 1 Nov 2019)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (28 May 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (31 Jul 2002 to 28 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.