Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Oct 2024)
    • CF1 Director (AR) (30 Jul 2015 to 29 Oct 2024)
    • CF30 Customer (16 May 2012 to 29 Oct 2024)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • CF21 Investment Adviser (21 Feb 2003 to 21 Feb 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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