Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 27 Apr 2016)
    • CF30 Customer (23 Feb 2011 to 6 Mar 2016)
  • BNY Mellon Investment Management EMEA Limited (no longer approved here)

    FRN 119196

    • CF21 Investment Adviser (13 Oct 2005 to 14 Sep 2007)
    • CF27 Investment Management (1 Dec 2001 to 8 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.