Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Material risk taker (since 20 Jul 2022)
- [PRA CF] Significant risk taker or Material risk taker (since 20 Jul 2022)
- [FCA CF] Manager of certification employee (since 7 Sep 2021)
- [FCA CF] Client dealing (since 5 Jan 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.