David Patrick McCullogh

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Independent Choice

    FRN 401375

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Sole trader dealing with clients for which they require qualification (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (17 Sep 2004 to 8 Dec 2019)
    • CF21 Investment Adviser (17 Sep 2004 to 31 Oct 2007)
  • Dennisons Financial Services (2591) (no longer approved here)

    FRN 200222

    • Employed By (2 Feb 2001 to 16 Sep 2004)
  • Independent Choice (2938) (no longer approved here)

    FRN 193353

    • (1)Employed By (22 Nov 1999 to 16 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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