David O'Shea

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Park Financial Limited

    FRN 450395

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (5 Jul 2006 to 30 Sep 2018)
    • CF21 Investment Adviser (5 Jul 2006 to 31 Oct 2007)
    • CF1 Director (5 Jul 2006 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2006)
  • Simon Wardley (no longer approved here)

    FRN 172253

    • (1)Employed By (1 Dec 2001 to 31 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Simon Wardley

  2. controlled function added: (1)Employed By at Simon Wardley