Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lloyds Bank PLC
FRN 119278
- [FCA CF] Client dealing (since 7 Nov 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Jun 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (2 Nov 2006 to 4 Jun 2007)
-
Bank of Scotland plc
FRN 169628
- [FCA CF] Client dealing (since 7 Nov 2016)
- CF30 Customer (16 Jun 2009 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.