David Nisbet

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc

    FRN 124512

    • [FCA CF] Client dealing (since 12 Oct 2022)
    • [FCA CF] Manager of certification employee (since 12 Oct 2022)
    • [FCA CF] Material risk taker (since 12 Oct 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 12 Oct 2022)
  • MUFG BANK, LTD

    FRN 139189

    • [PRA CF] Significant risk taker or Material risk taker (since 12 Oct 2022)
    • [FCA CF] Client dealing (since 12 Oct 2022)
    • [FCA CF] Manager of certification employee (since 12 Oct 2022)
    • [FCA CF] Material risk taker (since 12 Oct 2022)
    • CF30 Customer (18 Sep 2009 to 2 Jan 2011)

Recent activity

Updates to this individual's record on the FCA register.

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