David Nigel Middleton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First With Mortgages Limited (no longer approved here)

    FRN 408286

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • Responsible for Insurance Mediation (22 Sep 2006 to 21 Apr 2008)
    • CF1 Director (22 Sep 2006 to 21 Apr 2008)
    • CF11 Money Laundering Reporting (11 Aug 2005 to 21 Apr 2008)
    • CF10 Compliance Oversight (11 Aug 2005 to 21 Apr 2008)
    • CF22 Investment Adviser (Trainee) (20 Jul 2005 to 11 Aug 2005)
    • CF21 Investment Adviser (5 Apr 2005 to 20 Jul 2005)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF21 Investment Adviser (1 Jun 2005 to 1 Jun 2005)
  • Martin Hirst & Co Financial Services (no longer approved here)

    FRN 213089

    • (7)Employed By (1 Dec 2001 to 1 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.