Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (14 Feb 2024 to 30 Sep 2024)
- [FCA CF] Significant management (14 Feb 2024 to 30 Sep 2024)
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- SMF16 Compliance Oversight (9 Dec 2019 to 2 Oct 2024)
- CF10 Compliance Oversight (20 Jul 2017 to 8 Dec 2019)
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- CF11 Money Laundering Reporting (6 Dec 2004 to 30 Aug 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.