Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF29 Significant management (10 Feb 2015 to 4 Oct 2015)
    • CF30 Customer (21 Oct 2014 to 6 Oct 2015)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF29 Significant management (2 Mar 2010 to 12 Jun 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF29 Significant management (2 Mar 2010 to 12 Jun 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.