David Nicholas Jose

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (12 Mar 2019 to 13 Mar 2020)
Romilly Park Wealth Management Ltd (no longer approved here)
FRN 835318
- (1)Employed By (12 Mar 2019 to 13 Mar 2020)
West Wales Financial Services Ltd (no longer approved here)
FRN 225021
- Employed By (22 Mar 2012 to 13 Mar 2020)
Obsidian Financial Limited (no longer approved here)
FRN 509756
- CF30 Customer (10 Aug 2011 to 1 May 2012)
True Potential Wealth Management LLP (no longer approved here)
FRN 529810
- CF30 Customer (5 Nov 2010 to 16 May 2011)
Honister Partners Ltd (no longer approved here)
FRN 502699
- Employed By (23 Jun 2009 to 22 Mar 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.