Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (10 Dec 2018 to 2 Apr 2019)
- SMF3 Executive Director (10 Dec 2018 to 2 Apr 2019)
- CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
- CF1 Director (15 Sep 2004 to 9 Dec 2018)
- CF14 Risk Assessment (15 Sep 2004 to 31 Oct 2007)
- CF10 Compliance Oversight (15 Sep 2004 to 9 Dec 2018)
- CF13 Finance (15 Sep 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.