David Nathan Margo

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 3 May 2022)
    • CF1 Director (AR) (since 28 Apr 2022)
    • CF30 Customer (since 28 Apr 2022)
  • Seaton Square Ltd

    FRN 960477

    • (1)Employed By (since 28 Apr 2022)
  • Dukes Independent Financial Advisers Ltd (no longer approved here)

    FRN 577595

    • [FCA CF] Client dealing (8 Sep 2020 to 11 Aug 2021)
    • [FCA CF] Functions requiring qualifications (8 Sep 2020 to 11 Aug 2021)
    • CF30 Customer (14 Jun 2018 to 8 Dec 2019)
  • Barbon Insurance Group Limited (no longer approved here)

    FRN 308724

    • CF1 Director (AR) (14 Jan 2005 to 10 Aug 2005)
  • Home (no longer approved here)

    FRN 410697

    • Employed By (14 Jan 2005 to 10 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.