Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED
FRN 119289
- [FCA CF] Material risk taker (since 20 Oct 2022)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (21 Feb 2023 to 30 Sep 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2025)
- CF30 Customer (16 Feb 2010 to 8 Dec 2019)
-
- CF21 Investment Adviser (1 Dec 2001 to 26 Feb 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.