Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 31 Dec 2014)
- CF21 Investment Adviser (9 Sep 2005 to 31 Oct 2007)
- CF10 Compliance Oversight (14 Apr 2003 to 1 Dec 2004)
- CF1 Director (18 Mar 2002 to 31 Dec 2014)
- CF3 Chief Executive (18 Mar 2002 to 1 Oct 2009)
- CF8 Apportionment and Oversight (18 Mar 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.