David Moss

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

David Moss
FRN 183324
- Employed By (since 20 Apr 2026)
- Employed By (8 Jan 1999 to 23 Feb 2026)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Feb 2026)
- CF30 Customer (11 Nov 2013 to 23 Feb 2026)
QUILTER WEALTH LIMITED (no longer approved here)
FRN 217742
- CF30 Customer (1 Nov 2007 to 4 Dec 2013)
- CF21 Investment Adviser (16 Mar 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.