David Morland

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc

    FRN 124512

    • [FCA CF] Manager of certification employee (since 16 Aug 2023)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Material risk taker (7 Mar 2016 to 1 Apr 2022)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 1 Apr 2022)
    • CF30 Customer (5 Aug 2014 to 6 Mar 2016)
  • MUFG BANK, LTD

    FRN 139189

    • [FCA CF] Manager of certification employee (since 16 Aug 2023)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 1 Apr 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 1 Apr 2022)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (17 Apr 2002 to 29 Jul 2002)
    • CF22 Investment Adviser (Trainee) (10 Apr 2002 to 17 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.