David Mordo

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AMG Capital Partners Limited (no longer approved here)

    FRN 225540

    • SMF1 Chief Executive (9 Dec 2019 to 10 Apr 2026)
    • SMF3 Executive Director (9 Dec 2019 to 10 Apr 2026)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 10 Apr 2026)
    • [FCA CF] Material risk taker (9 Dec 2019 to 10 Apr 2026)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Apr 2026)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (16 Sep 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (16 Sep 2003 to 31 Oct 2007)
    • CF27 Investment Management (16 Sep 2003 to 31 Oct 2007)
    • CF3 Chief Executive (16 Sep 2003 to 8 Dec 2019)
    • CF1 Director (16 Sep 2003 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.