David Moore

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Argentis Wealth Management Ltd

    FRN 419331

    • 21. Advising or arranging (bringing about) equity release transactions
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 19 Sep 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Sep 2024)
    • CF30 Customer (19 Aug 2015 to 19 Dec 2022)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • CF30 Customer (15 Apr 2014 to 3 Oct 2014)
  • David Moore Independent Financial Services (1888) (no longer approved here)

    FRN 172760

    • Employed By (9 Sep 2003 to 20 Nov 2003)
  • 4 Most Limited (no longer approved here)

    FRN 226751

    • Employed By (31 Jul 2003 to 27 Nov 2015)

Recent activity

Updates to this individual's record on the FCA register.

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