David Moorcroft

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (2 May 2014 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (11 Jan 2013 to 21 Apr 2014)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (4 Jul 2011 to 23 Oct 2012)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (25 Nov 2002 to 27 Aug 2004)
    • CF22 Investment Adviser (Trainee) (13 Feb 2002 to 25 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

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