Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Jul 2023)
    • CF30 Customer (1 Nov 2007 to 30 Dec 2012)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • David Miller (no longer approved here)

    FRN 214841

    • Employed By (1 Dec 2001 to 30 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

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