Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bartlett Wealth Management Ltd (no longer approved here)

    FRN 114800

    • [FCA CF] Client dealing (9 Dec 2019 to 7 Nov 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Nov 2023)
    • CF1 Director (11 Nov 2010 to 6 Nov 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (28 Jun 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.