Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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M&G Investment Management Limited
FRN 119328
- [FCA CF] Material risk taker (since 2 Feb 2023)
- [FCA CF] Client dealing (since 13 Jul 2020)
- [FCA CF] Manager of certification employee (since 13 Jul 2020)
- CF30 Customer (16 Sep 2019 to 8 Dec 2019)
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M & G Securities Limited
FRN 122057
- [FCA CF] Material risk taker (since 2 Feb 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.