David Michael Pendleton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 15 Sep 2022)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 27 May 2014)
  • Pendleton Financial Planning Limited

    FRN 624098

    • (1)Employed By (since 27 May 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (23 Dec 2010 to 26 Sep 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.