Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 14 Mar 2025)
    • Appointed representative dealing with clients for which they require qualification (since 14 Mar 2025)
    • CF30 Customer (3 Feb 2025 to 11 Apr 2026)
  • Lync Wealth Management Limited (no longer approved here)

    FRN 1021927

    • (3)Employed By (14 Mar 2025 to 11 Apr 2026)
  • Taylored Advice Group Limited (no longer approved here)

    FRN 937284

    • Employed By (3 Feb 2025 to 14 Mar 2025)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • [FCA CF] Client dealing (2 Mar 2020 to 21 Oct 2025)
    • Appointed representative dealing with clients for which they require qualification (2 Mar 2020 to 21 Oct 2025)
    • CF30 Customer (25 Feb 2020 to 20 Oct 2025)
    • CF1 Director (AR) (25 Feb 2020 to 20 Oct 2025)
  • Bright Star Wealth Ltd (no longer approved here)

    FRN 919488

    • Employed By (25 Feb 2020 to 11 Apr 2026)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • CF30 Customer (13 Apr 2017 to 31 Aug 2019)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • CF30 Customer (5 May 2015 to 31 Aug 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (14 Apr 2010 to 1 Dec 2010)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (1 Nov 2007 to 30 Jan 2008)
    • CF21 Investment Adviser (28 Aug 2007 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 12 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.