Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • SMF22 Other Local Responsibility (7 Mar 2016 to 18 May 2018)
    • CF29 Significant management (24 Dec 2015 to 6 Mar 2016)
    • CF30 Customer (17 Sep 2015 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • SMF18 Other Overall Responsibility (7 Mar 2016 to 18 May 2018)
    • CF29 Significant management (24 Dec 2015 to 6 Mar 2016)
    • CF30 Customer (17 Sep 2015 to 6 Mar 2016)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF29 Significant management (24 Dec 2015 to 18 May 2018)
    • CF30 Customer (17 Sep 2015 to 18 May 2018)

Recent activity

Updates to this individual's record on the FCA register.

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