Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Standard Chartered Bank
FRN 114276
- SMF16 Compliance Oversight (since 20 Dec 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Dec 2024)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 16 Jan 2020)
- [FCA CF] Material risk taker (7 Mar 2016 to 31 Dec 2024)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 31 Dec 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.