David Michael Harper

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Material risk taker (20 Nov 2017 to 4 Jul 2018)
    • [PRA CF] Significant risk taker or Material risk taker (20 Nov 2017 to 4 Jul 2018)
    • [FCA CF] Manager of certification employee (7 Nov 2016 to 9 Nov 2016)
    • [FCA CF] Client dealing (7 Nov 2016 to 23 Mar 2020)
    • CF30 Customer (2 Oct 2013 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 30 Jun 2009)
    • CF21 Investment Adviser (18 Nov 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.