David Michael Hardiman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF1 Director (AR) (12 Apr 2016 to 31 Jan 2018)
Stour Valley Wealth Management Ltd (no longer approved here)
FRN 742797
- Employed By (12 Apr 2016 to 31 Jan 2018)
Aspire Financial Management Ltd (no longer approved here)
FRN 568595
- Employed By (15 Apr 2015 to 13 Sep 2018)
TenetConnect Limited (no longer approved here)
FRN 149826
- CF30 Customer (1 Nov 2007 to 13 Sep 2018)
- CF1 Director (AR) (30 Sep 2002 to 13 Sep 2018)
- CF21 Investment Adviser (30 Sep 2002 to 31 Oct 2007)
Blackmore Vale Financial Services Ltd (no longer approved here)
FRN 218930
- Employed By (30 Sep 2002 to 13 Sep 2019)
Owen Matthews Associates Ltd (no longer approved here)
FRN 192697
- (8)Employed By (27 Feb 2001 to 20 Sep 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.