Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ADVISER BUSINESS SOLUTIONS LIMITED (no longer approved here)

    FRN 190181

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Dec 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2025)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2025)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • DMJ Associates (no longer approved here)

    FRN 468860

    • (15)Employed By (1 Jul 2007 to 31 Dec 2025)
  • Independent Financial Solutions (no longer approved here)

    FRN 207675

    • (10)Employed By (13 May 2005 to 31 Dec 2025)

Recent activity

Updates to this individual's record on the FCA register.

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