David Michael Ellicott

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • Appointed representative dealing with clients for which they require qualification (since 25 Sep 2023)
    • CF1 Director (AR) (since 7 Jul 2023)
    • CF30 Customer (since 7 Jul 2023)
  • Strategy Wealth UK Ltd

    FRN 999261

    • (2)Employed By (since 7 Jul 2023)
  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 May 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 22 May 2023)
    • CF30 Customer (17 Feb 2016 to 8 Dec 2019)
  • Stockdale & Company (no longer approved here)

    FRN 176423

    • (4)Employed By (23 Sep 2015 to 18 Aug 2018)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (23 Sep 2015 to 18 Aug 2018)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Strategy Wealth UK Ltd

  2. controlled function added: (2)Employed By at Strategy Wealth UK Ltd