David Michael

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brooks Macdonald Asset Management Limited

    FRN 184918

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 29 May 2025)
    • [FCA CF] Client dealing (since 29 May 2025)
  • ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)

    FRN 143336

    • [FCA CF] Client dealing (2 Mar 2024 to 20 Nov 2024)
    • [FCA CF] Functions requiring qualifications (17 Apr 2023 to 20 Nov 2024)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Apr 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Apr 2023)
  • Reyker Securities Plc (no longer approved here)

    FRN 115308

    • CF30 Customer (28 Nov 2011 to 3 Sep 2015)

Recent activity

Updates to this individual's record on the FCA register.

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