Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Significant management (15 Aug 2022 to 17 Aug 2022)
    • [FCA CF] Manager of certification employee (16 Oct 2017 to 4 Jul 2018)
    • [PRA CF] Managing a material risk taker (16 Oct 2017 to 4 Jul 2018)
    • [PRA CF] Significant risk taker or Material risk taker (24 May 2016 to 31 Dec 2024)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Significant management (15 Aug 2022 to 17 Aug 2022)
    • [FCA CF] Manager of certification employee (1 Jul 2018 to 4 Jul 2018)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 31 Dec 2024)
    • [PRA CF] Managing a material risk taker (1 Jul 2018 to 4 Jul 2018)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [FCA CF] Material risk taker (9 Oct 2020 to 9 Sep 2021)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF10 Compliance Oversight (14 Nov 2005 to 30 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

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