David McGowan

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BROWN & BROWN INSURANCE BROKERS (UK) LIMITED (no longer approved here)

    FRN 745618

    • [FCA CF] Significant management (4 Mar 2024 to 25 Oct 2024)
  • WOODWARD MARKWELL FINANCIAL ADVISERS LTD (no longer approved here)

    FRN 146449

    • SMF17 Money Laundering Reporting Officer (MLRO) (21 Jan 2020 to 3 Aug 2022)
    • SMF16 Compliance Oversight (21 Jan 2020 to 3 Aug 2022)
    • SMF3 Executive Director (9 Dec 2019 to 3 Aug 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 3 Aug 2022)
    • CF1 Director (1 May 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 May 2018 to 30 Sep 2018)
  • EAST ANGLIAN FINANCIAL PLANNING LTD (no longer approved here)

    FRN 605096

    • SMF16 Compliance Oversight (21 Jan 2020 to 3 Aug 2022)
    • Responsible for Insurance Distribution (21 Jan 2020 to 3 Aug 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (21 Jan 2020 to 3 Aug 2022)
    • SMF3 Executive Director (9 Dec 2019 to 3 Aug 2022)
    • CF1 Director (7 Aug 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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